Wednesday, 21 September 2011

Introduction to Regulatory Affairs

Here is my first post related to Regulatory Affairs!

What is Regulatory Affairs?

Regulatory Affairs is a profession within regulated industries namely-pharmaceuticals, medical devices, energy and banking. It has specific meaning within healthcare industries namely- pharmaceuticals, medical devices, biologics and functional foods.(In this blog I am going to deal about Regulatory Affairs related to pharmaceuticals meant for human use).

Regulatory Affairs in the pharma industry may be defined as "The interface between the pharmaceutical company and the regulatory agencies across the world."

In the above presentation, I am conveying the fact that -among all the departments of a pharma company Regulatory Affairs Department acts as the interface between  the pharmaceutical company and the regulatory agencies across the world.

Regulatory agency in the present context may be defined as "The competent government agency which is responsible for ensuring that medicines work and are acceptably safe."

Origin of Regulatory Affairs-
  • Elixir Sufanilamide, prepared using DEG (a poison) as solvent resulted in the death of more than 100   people  in the USA in 1937. This incident led to the passing of the 1938 Federal Food, Drug and Cosmetic act in USA.
  • Thalidomide use by pregnant women for treating morning sickness was linked to the cause of birth deformities in more than 10,000 children in late 1950s and early 1960s. This incident led to the Kefauver-Harris Amendment in USA-it is a 1962 amendment to the Federal Food, Drug and cosmetic act.
Similarly, other tragic incidents led to various acts/amendments.

Goals of Regulatory Affairs as profession-
  • Protection of human health
  • Ensuring safety,efficacy and quality of drugs
  • Ensuring appropriateness and accuracy of product information
Roles of Regulatory Affairs professionals-
  • Act as a liaison with regulatory agencies
  • Preparation of organized and scientifically valid NDA, ANDA,INDA ,MAA,DMF submissions
  • Ensure adherence and compliance with all the applicable cGMP, ICH, GCP, GLP guidelines, regulations and laws
  • Providing expertise and regulatory intelligence in translating regulatory requirements into practical workable plans
  • Advising the companies on regulatory aspects and climate that would affect their proposed activities
Apart from the above main roles, there are various other roles which Regulatory Affairs professionals play.

Now,coming to the most important part of this post-

What work is done in Regulatory Affairs Department?
  • A new drug/generic drug manufactured by a pharmaceutical company just cannot be released into the market for human use.
  • Here the Regulatory Affairs Department comes into play. 
  • Regulatory Affairs Department of a pharmaceutical company files all the information related to the development, manufacture, control, stability studies, packing, labeling , safety and efficacy studies of drugs with the Regulatory agencies in a prescribed format as ANDA/NDA/MAA/DMF etc.
  •  The Regulatory agency reviews the information provided in accordance with regulations, guidelines and if they are satisfied with information provided, approval will be  granted for marketing of the drug by pharmaceutical companies for human use.

General work profile of a Regulatory Affairs professional in an API (Active Pharmaceutical Ingredient) manufacturing company-
  •   Filing a DMF/ASMF with regulatory agencies in support of the NDA/ANDA/INDA/MAA filed by a Formulator (Drug Product manufacturer who uses API of that particular API manufacturing company).
  •  Filing dossier of API with EDQM for obtaining CEP.
  • Assessing and filing amendments/variations to the information (which may be related to manufacture, control, stability studies etc ) in DMF/ASMF/Dossier of particular API with the Regulatory agencies. Major amendments are to be reported prior to their implementation while minor amendments may be reported annually. The classification of amendments will be dealt in the later posts.
  • Taking approval of customers of API before implementing any major changes regarding the information mentioned in DMF/ASMF/Dossier. The updated DMF/ASMF may be submitted to the customer simultaneously along with amendments/variations filed with the agency.
  • Preparing and submitting Open part/Applicant’s part of DMF to the customers of API (Drug products manufacturer) which may be filed by customer with the Regulatory agency.
  • Preparing and submitting the LoA (Letter of Access/Letter of Authorisation) to the API customers and Regulatory Agencies. LoA is the letter which authorizes the regulatory agency to review the DMF /ASMF of the API manufacturer against the NDA/ANDA/MAA of the API customers (Formulators).
  • ·Preparing Technical Packages for existing/prospective customer for initial assessment of the API.   
  • Filing Annual/Biannual/Quinquennial reports (Which contain list of changes to the   DMF/ASMF/Dossier) with the regulatory agencies.
  • Maintenance of the complete history of each API (Filing history with agencies/customers, amendments, annual reports).
  • Taking part in the drug development process by advising the R & D scientists regarding various guidelines,laws and regulations. 

Note: Apart from the above work profile there may be other responsibilities for Regulatory Affairs professionals too.

 General work profile of a Regulatory Affairs professional in a Drug Product /Finished  
 product/Formulation manufacturing company -
  •  Filing a NDA/ANDA/MAA of drug products with regulatory agencies for getting marketing approval.
  • Assessing and filing supplements/amendments/variations to the information (which may be related to manufacture, control, stability studies etc ) in NDA/ANDA/MAA with the Regulatory agencies for prior approval or after their implementation. Major supplements/amendments are to be reported prior to their implementation while minor supplements/amendments may be reported annually. The classification of amendments will be dealt in the later posts.
  • Filing Annual/Biannual reports (Which contain list of changes to the NDA/ANDA/MAA) with the regulatory agencies.
  • Reporting any adverse effects which have occurred/may occur due to the use drug products.
  • Maintenance of the complete history of each Drug products (Filing history with agencies/customers, amendments, annual reports)
  • Taking part in design and revision of drug product labels, packing leaflets.
  • Taking part in the Formulation development process by advising the R & D scientists regarding various guidelines,laws and regulations. 
Note: Apart from the above work profile there may be other responsibilities for Regulatory Affairs professionals too.


You may be wondering what the abbreviations NDA,ANDA, CEP etc are all about..????

I am presenting the full forms of all the abbreviations below and will explain them in my next post.

NDA-    New Drug Application
ANDA- Abbreviated New Drug application
INDA  - Investigational New Drug Application
MAA  -  Marketing Authorisation Application
DMF   - Drug Master file
ASMF -Active Substance Master File
CEP-     Certificate of suitability to the monograph of European Pharmacopoeia
cGMP- Current good Manufacturing Practice
ICH,-    The International Conference on Harmonisation of technical requirements for registration of
              Pharmaceuticals for human use.
GCP-    Good clinical Practice
GLP-    Good Laboratory Practice



  1. This comment has been removed by the author.

  2. Thanks a lot for putting all the basic information in such a concise and useful manner.

  3. Great insight. Get help from the market research companies in India and see the market research reports of your pharmaceutical industries and find all the statistical data's that are involved in the reports.
    Market Research Companies in India | Top Market Research Companies in India

  4. thank you for this information

  5. Individuals are indicating enthusiasm for taking web based mentoring classes because of its accommodation and moderateness highlights. Many say that web based learning is an agreeable technique when contrasted with others. There are numerous sites that offer recognized honorary phd doctorate degree  exercise sessions for understudies. An understudy can evaluate these offices by taking after some straightforward strides and they can enhance their aptitude on their scholarly subjects.

  6. I have been analyzing out a few of your posts and it’s nice stuff. I will unquestionably bookmark your site. I am happy that I establish your post while seeking for enlightening posts. It is really enlightening and quality of the content is phenomenal.

    4 Reliable Medical Marketing Strategies and Ideas in 2017 for General Physicians and Specialists.

  7. This post is so informative and makes a piece of very nice information on the topic in my mind. It is the first time I visit your blog, but I was extremely impressed. Keep posting as I am gonna come to read it every day. pharmaceutical calculations questions

  8. This is a wonderful inspiring article. I am practically satisfied with your great work. You have really put together extremely helpful data. Keep it up.. Are you planning to visit Kenya?For this, you need to fill the Kenya evisa application and pay the fee online.

  9. It is very interesting information and it is very attractive. I really admire this blog... I agree, the article is very interesting and I like it very much. India eVisa policy map, you can read all guidelines related to India evisa Policy via India evisa website online.

  10. It is a good site,Thank you.. How long is a medical visa valid for? Indian Medical Visa is valid for 60 days from the date of arrival in India. 3 entries are allowed for Indian Medical Visa.

  11. İnstagram takipçi satın al! İnstagram takipçi sitesi ile takipçi satın al sende sosyal medyada fenomen olmaya bir adım at. Sende hemen instagram takipçi satın almak istiyorsan tıkla:

    1- takipçi satın al

    2- takipçi satın al

    3- takipçi satın al

  12. Thanks for the information, Now you can apply for business visa for India from USA online. You can read all requirements related to business visas via our Indian Visa website.

  13. You have written a fantastic post, I hope to read many more of your posts in the future. Travelers have a query about: how to apply for a visa to Turkey ? Now you can get a visa by 3 simple steps like filling an application form online, then making payment and receiving it in your email.

  14. Thanks for taking the time to talk about it; it's something I was very excited to know about. I just inform you that we provide IT services to various industries like:- education, automotive, finance services, health and insurance and many more. By the use of the latest technology for the clients of B2B & B2C both.